| ACATS Out |
$60.00 |
| Account Inactivity * |
$50.00 |
| Automatic Money Market Sweeps |
NO FEES |
| Certificate Issuance |
$25.00 |
| Checking Account |
$12.50 |
| Duplicate Confirms |
$5.00 |
| Duplicate Copies of Checks |
$10.00 per check |
| Duplicate Statements |
$5.00 per page |
| Foreign Wire |
$45.00 |
| IRA Annual Fee |
NO FEES |
| IRA Termination Fee |
$60.00 |
| Late Payment (extensions) |
$5.00 |
| Legal Transfer (special registrations) |
$75.00 |
| Mailgrams (urgent communications) |
$5.00 |
| Overnight Mail |
$25.00 |
| Physical DVP |
$10.00 |
| Post Actionable Reorganizations |
$25.00 |
| Postage |
Postage and Handling $1.00 |
| Returned Check |
$25.00 |
| Voluntary Reorganizations |
$25.00 |
| Wire Funds |
$25.00 |
|
*Account Inactivity = no trades for more then 12 months or more during the period July 1 through June 30, and less then $5,000 in Money Fund.
Account inactivity exemptions:
- You have an active Margin Account
- You have an active IRA account
- If your account has incurred Reorganization Fees within the last 12 months
- You have more then $50,000 invested in No Transaction Fee (NTF) Funds
- Accounts within a "Household" where at least one account is exempt from the fee.
Example: you have an individual account, as well as custodial accounts
for your child/children, and one, if not all, meet the exempt criteria.
|
| Average Debit Balance |
Interest Rate Above Brokers Call Rate |
| $100,000 and above |
1% above broker call rate |
|
| $50,000 to $99,999 |
1.5% above broker call rate |
| $25,000 to $49,999 |
2% above broker call rate |
| $15,000 to $24,999 |
2.25%above broker call rate |
| under $15,000 |
2.5% above broker call rate |